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Notices to Participants
Notice # 2013-8 (2013-04-08):
Cantor Clearinghouse Rule Change - Rule IV-2b (pdf, 33KB)
The Rules of Cantor Clearinghouse, L.P. are being amended to clarify that the funds held in Participant Clearing Accounts shall be considered Member Property, not Customer Property as use of term segregation implies in the current version of the rule. This rule amendment becomes effective the day after the next scheduled Board meeting.
Notice # 2013-7 (2013-03-13):
Cantor Exchange New Contract Rules - British Pound Contract (pdf, 188KB)
A new contract is being added for listing on Cantor Futures Exchange, L.P.: the Cantor Exchange British Pound Spot Index Digital Flex Swaps Contract. These Contract Rules became effective April 2, 2013.
Notice # 2013-6 (2013-03-13):
Cantor Exchange New Contract Rules - Japanese Yen Contract (pdf, 188KB)
A new contract is being added for listing on Cantor Futures Exchange, L.P.: the Cantor Exchange Japanese Yen Spot Index Digital Flex Swaps Contract. These Contract Rules became effective April 2, 2013.
Notice # 2013-5 (2013-03-13):
Cantor Exchange New Contract Rules - Euro Contract (pdf, 186KB)
A new contract is being added for listing on Cantor Futures Exchange, L.P.: the Cantor Exchange Euro Spot Index Digital Flex Swaps Contract. These Contract Rules became effective April 2, 2013.
Notice # 2013-4 (2013-03-13):
Cantor Clearinghouse Rule Change - Rule VII-3 (pdf, 117KB)
The Rules of Cantor Clearinghouse, L.P. are being amended to remove references to monies owed by one Participant to another, to clarify the intended operation of Rule VII-3. This rule amendment became effective March 28, 2013.
Notice # 2013-3 (2013-03-13):
Cantor Clearinghouse Rule Change - Rule IV-7 (pdf, 123KB)
The Rules of Cantor Clearinghouse, L.P. are being amended to demonstrate the Clearinghouse's compliance with Commodity Futures Trading Commission (“CFTC”) Rule 39.14(c)(1). This rule amendment became effective March 28, 2013.
Notice # 2013-2 (2013-03-13):
Cantor Clearinghouse Rule Change - Rule II-5 (pdf, 117KB)
The Rules of Cantor Clearinghouse, L.P. are being amended to remove the requirement that the Clearinghouse wait 30 days after a Participant fails to meet its margin requirements before taking action. This rule amendment became effective March 28, 2013.
Notice # 2013-1 (2013-03-13):
Cantor Clearinghouse Rule Change - Rule IV-9 (pdf, 116KB)
The Rules of Cantor Clearinghouse, L.P. are being amended to remove "United States Treasury securities" from the list of types of assets that Participants may provide to meet their margin requirements, to clarify that Participants are only allowed to use cash on deposit at the Clearinghouse. This rule amendment became effective March 28, 2013.
Notice # 2012-7 (2012-10-01):
Cantor Clearinghouse Rule Change - CCO (pdf, 122KB)
The Rules of Cantor Clearinghouse, L.P. are being amended to add Rule I-11, which establishes the position of Chief Compliance Officer at the Clearinghouse. This rule amendment became effective October 16, 2012.
Notice # 2012-6 (2012-10-01):
Cantor Clearinghouse Rule Change - Guaranty Fund (pdf, 116KB)
The Rules of Cantor Clearinghouse, L.P. are being amended to remove letters of credit from the list of instruments or assets that may comprise the Clearinghouse’s guaranty fund, as listed in Rule III-1. This rule amendment became effective October 16, 2012.
Notice # 2012-5 (2012-10-01):
Cantor Clearinghouse Rule Change - Non-Public Information (pdf, 120KB)
The Rules of Cantor Clearinghouse, L.P. are being amended to add Rule I-10, which outlines the proper and improper use of non-public information. This rule amendment became effective October 16, 2012.
Notice # 2012-4 (2012-10-01):
Cantor Clearinghouse Rule Change - Conflicts of Interest (pdf, 129KB)
The Rules of Cantor Clearinghouse, L.P. are being amended to add Rule I-9, which outlines the Clearinghouse’s policy on what constitutes a conflict of interest and the process to mitigate such a conflict upon discovery. This rule amendment became effective October 16, 2012.
Notice # 2012-3 (2012-10-01):
Cantor Clearinghouse Rule Change - Board Eligibility (pdf, 131KB)
The Rules of Cantor Clearinghouse, L.P. are being amended to add Rule I-8, which describes board eligibility. This rule amendment became effective October 16, 2012.
Notice # 2012-2 (2012-10-01):
Cantor Clearinghouse Rule Change - Board Description (pdf, 119KB)
The Rules of Cantor Clearinghouse, L.P. are being amended to replace the description of the Clearinghouse’s Board of Directors in Rule I-6. This rule amendment became effective November 1, 2012.
Notice # 2012-1 (2012-10-01):
Cantor Clearinghouse Rule Change - Definitions (pdf, 117KB)
The Rules of Cantor Clearinghouse, L.P. are being amended to add a definition for “Public Director” to the “Defined Terms,” which corresponds to the description of public directors in new Clearinghouse Rule I-8(b) (Board Eligibility). This rule amendment became effective October 16, 2012.
Notice # 2011-1 (2011-12-09):
Cantor Clearinghouse Rule Change Submission (pdf, 2.1MB)
The Rules of Cantor Clearinghouse, L.P. are being amended to remove margin requirements that were specific to the clearing of the Cantor Domestic Box Office Receipts Contract, which has been excluded from the Commodity Exchange Act. It replaces the removed language with a provision of general applicability that provides that the original margin shall be as established by the Board of Directors. This rule amendment became effective December 27, 2011.